The Biggest Compliance Officer. Job Group in Mumbai

Compliance Officer.

Kingsvision Empower
₹20,000 - ₹25,000per month
1 openings
4128 people interested in this job
Education
Graduate
English Level
Good English
Experience
1 - 5 years
Gender
Both
Education
Graduate
English Level
Good English
Job Description
Duties and Responsibilities  Drafting of important notices.  Documentation for empanelment with various financial institutions.  Work relating to the Arbitration matters.  Arranging for CPE (Training Program) and Examination of all (Employees, Sub-brokers and Authorised Person).  Various Compliances of MCX/NCDEX/NSE/BSE/MCX-SX includes : Submission of Annual Return (AR) Annual Compliance Report (ACR) System Audit Report Disclosure of share holding pattern - 1% holding of listed shares - Quarterly. Handling Inspection of Exchange and submitting required details, if any. Half yearly Networth Certificate. Limits setting of clients/branches/Compliance Officer Certificate. Internal Audit Report Knowledge of uploading document New / Renewal of Empanelment of Banks & Institutions related work Qualifications  Education – Bachelor of Financial Marketing (Mandatory)  Specialized knowledge/Certification – NISM – III A
Experience
1 - 5 years
Gender
Both
Working days
Monday to Saturday
Timings
10:00 AM - 6:00 PM
Address
Fort - 400076
Phone Image
Apply to this and 5,000+ active jobs in Mumbai on the apna app
2.7 Mn+
Interviews Arranged
in Last 30 Days
4 Mn+
Professional Conversations
in Last 30 Days

Apna - Job paye 2 Ghante mein

4.3 | 60,00,000+ users

Install