Senior Risk Management Analyst

Senior Analyst

We are looking for a role to provide support to KPMG Law Partners/ Engagement Teams by coordinating and managing internal Risk Management workflows/approvals required during the client/engagement acceptance process on behalf of the Engagement Team

Roles and Responsibilities:

•Document and facilitate the file opening process for the KPMG Law practice•Ensure Entity and Opportunity information received from Lawyers/Engagement Team is correct, and pro-actively follow up for missing information and/ for clarifications if required•Create new Entity and Opportunity records in IBS CRM database•Ensure required risk management /compliance information (i.e. Know Your Client, Client Acceptance and Engagement Evaluation details) is received from the Lawyers/Engagement Team and pro-actively follow up for missing information•Process and submit requests in KPMG Law’s risk intake process, ServiceNow and KPMG’s proprietary systems (i.e. IBS, Sentinel and CEAC) which facilitates compliance with Firm and Regulatory policies; follow up on outstanding approvals and investigate discrepancies•Prepare Engagement Letters to ensure scope of work is clearly outlined and follow up on discrepancies•Ensure mitigation requirements (i.e. Prepare ethical dividers,

     disclosures, consent, conflict letters) are highlighted and provided

     to the Lawyers to action/follow through

•Engage with the onshore KPMG Law National Risk Team to keep

     up to date with new policy or procedural changes, and manage

     volume

•Proactively engage in interactions in a professional manner with a

     one team mentality to achieve SLA and turnaround targets to

     ensure a high service level

Educational qualifications

•A Bachelor's or Master's degree from Tier 1/Tier 2 institute•

Work experience

•Graduate with 2 year of experience, preferably in risk manage-

    ment role

•

Preferred technical & functional skills

•Good judgment and analytical skills.•Excellent written and communication skills.•Ability to work independently.•Advanced skills with MS Office Products, Outlook,

     Excel, and PowerPoint etc.

•Experience in the areas of quality control, risk management/

     compliance would be an asset.

•Have immigration office, legal and para legal exposure•Preferably worked in LPO work (Legal Process Outsourcing)

     firms

Experience Level

Senior Level