Job Description: •  Good knowledge & Understanding of AML/KYC /BSA/UK/EU regulations) and other local act regulatory requirements across geographies. •  Hands on experience on working on any regulatory requirements such as DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS. •  Good Knowledge and understanding of Captial Markets products and services such as Fixed Income, Equities, FX, Derivatives, commodities, CDO, DCM. •  Assess the client data and documents to identify if the client meets regulatory requirements across jurisdictions  •  Review if all the necessary document, static data and corresponding evidences are on file to comply with regulatory requirement. •  Strong collaborative abilities with various banking business areas Sales/Relationship Managers, Compliance & Audit teams. •  Check for correctness, including validation of client and completeness of documents received against existing regulations. •  Remediate the findings in line with bank's policies and procedures. •  Reports compliance & control exceptions and deficiencies to the Managers. •  Develop expert knowledge in regulatory requirements, processes, and systems across global jurisdictions, Perform reconciliation and exception management as per the various regulatory requirements. •  Implement process level changes in tune with evolving regulations and industry best practices.
•  Ensure the process risks are identified and mitigated effectively, and prevent breaches.
•  Ensuring operational targets on productivity and quality are achieved as agreed with the consortium •  Responding to queries, handle level 1 escalation and provide solution for closure of open points •  Experience in performance Quality Checks (4 Eye checks) on AML/KYC & Regulatory process performed by Level 1 Analyst.
•  Oversees and ensures consistent training and knowledge transfer team members on any process changes or updates •  Provide feedback to analyst on quality and performance to meet the project deliverables, perform Root Cause Analysis and design adhoc need based trainings to improve delivery quality.

Skills and Experience :        
•  3-6 years of total experience with relevant experience in AML/KYC and capital Markets regulatory requirements. 
•  Relevant financial service experience, ideally within CIB space 
•  Knowledge of the regulatory environment is highly desirable (DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS)
•  Familiar with a range of external data sources and third-party systems to be covered as a part regulatory requirements
•  Strong analytical ability and attention to detail and strong research skills and experience
•  Good comprehension & analytical skills
•  Proficiency with internet and data searches
•  Excellent written and verbal communication skills
•  Ability to work independently and multi-task effectively