Audit Assistant Manager

Shankar Ramesh & Co. LLP

Mansarovar, Jaipur

₹10,000 - ₹20,000 monthly

Fixed

₹10000 - ₹20000

Earning Potential

₹20,000

Work from Office

Full Time

Min. 1 year

Good (Intermediate / Advanced) English

Job Details

Interview Details

Job highlights

43 applicants

Benefits include: Flexible Working Hours

Job Description

Key Responsibilities:Conduct internal, concurrent, and compliance audits of stock brokers and sub-brokers.
Review compliance, regulatory filings, and operational processes.
Ensure compliance with SEBI, stock exchanges, and depository regulations.
Prepare and present audit reports with actionable insights.
Liaise with stakeholders, including compliance officers, compliance teams, and regulatory bodies.
Key Requirements: Educational Background: Graduate/Postgraduate in Finance
Experience: Minimum 1 years in audit,
Technical Knowledge: Strong understanding of audit processes
Travel Readiness: Must be open to extensive pan-India travel for audits.
Communication Skills: Strong report-writing, presentation, and interpersonal skills.
Ability to analyze data and risk exposure.
Familiarity with trading platforms, back-office systems.