Operations Executive - Document Management and Compliance

Operations - DMS - Mumbai

Job Role: 

• Validation and screening of documents received from regional offices across for Account Opening.

• Co-ordinating with regions for Account on boarding details & setting up the same on the system.

• Updating systems for KYC/AML process & reviews. 

• Preparing MIS/reports for co-ordinating with service & compliance team. 

• Maintain comprehensive records of all FPI related activities.
• Monitoring investor positions based on different thresholds.

• Monitoring & Reporting of material / non-material changes within the timelines prescribed in the regulations for all FPI related activities. 

• Co-ordination with all external parties like Designated Depository Participants, Banks & Fund Administrators as well as internal compliance.

• Any Graduate or Post Graduate

• Leadership skills with the ability to self-motivate to achieve goals.

• Communications: Clear written and verbal communication skills, presentations with technical and non-technical stakeholders

• Problem Solving: Analytical and logical skills to identify and resolve incidents pro-actively/ promptly

• Well versed with MS-Office.

Any Graduate/Post Graduate

Experience Level

Entry Level