Process Expert
Tata Consultancy Services (Tcs)
Process Expert
Tata Consultancy Services (Tcs)
Mumbai/Bombay
Not disclosed
Work from Office
Full Time
Min. 2 years
Job Details
Job Description
Process Expert
Job Description:
• Good knowledge & Understanding of AML/KYC /BSA/UK/EU regulations) and other local act regulatory requirements across geographies.
• Hands on experience on working on any regulatory requirements such as DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS.
• Good Knowledge and understanding of Captial Markets products and services such as Fixed Income, Equities, FX, Derivatives, commodities, CDO, DCM.
• Assess the client data and documents to identify if the client meets regulatory requirements across jurisdictions
• Review if all the necessary document, static data and corresponding evidences are on file to comply with regulatory requirement.
• Strong collaborative abilities with various banking business areas Sales/Relationship Managers, Compliance & Audit teams.
• Check for correctness, including validation of client and completeness of documents received against existing regulations.
• Remediate the findings in line with bank's policies and procedures.
• Reports compliance & control exceptions and deficiencies to the Managers.
• Develop expert knowledge in regulatory requirements, processes, and systems across global jurisdictions, Perform reconciliation and exception management as per the various regulatory requirements.
Job role
Work location
Mumbai
Department
Risk Management & Compliance
Role / Category
Risk Management - Operations / Strategy
Employment type
Full Time
Shift
Day Shift
Job requirements
Experience
Min. 2 years
About company
Name
Tata Consultancy Services (Tcs)
Job posted by Tata Consultancy Services (Tcs)
This job has expired