Tata Capital Finance Ltd

Senior Manager - Compliance - Mumbai - Lower Parel

Tata Capital Finance Ltd
Mumbai/Bombay
Not disclosed
Work from OfficeWork from Office
Full TimeFull Time
Min. 4 yearsMin. 4 years

Job Description

Senior Manager - Compliance - Mumbai - Lower Parel

  • Maintenance of compliance framework in line with the Regulatory Requirements
  • Ensuring compliance on an ongoing basis with the various Regulatory Guidelines, Acts, etc 
  • To introduce and sustain good practices relating to the Compliance framework. 
  • Ensuring that the regulatory requirements are complied with while reviewing various policies, programs and various products & business processes
  • To facilitate preventive measures for mitigating compliance risk resulting in material financial loss or loss to reputation, for the Company. 
  • To introduce a healthy compliance culture within the Company so that governing laws, rules, and regulations are effectively complied with
  • Oversee, co-ordinate and monitor the day-to-day compliance activities of the organization
  • Ensuring timely dissemination of Regulatory guidelines highlighting the aspects of the guidelines together with the action points emanating from the guidelines
  • Help Senior Management and the Audit Committee of Board (ACB) in recognizing and mitigating the compliance risks in the Company. 
  • Keeping the senior management and concerned stakeholders updated on the new circulars, amendments to existing circulars etc.
  • Advising and assisting on compliance related aspects during new product launches / changes in existing product lines.
  • Timely resolution of queries raised by Internal stakeholders on compliance related aspects wherever require
  • Ensuring compliance with the company’s internal policies and procedures 
  • Testing of compliances as per periodicity mentioned in the Compliance Testing Plan
  • Conducting and facilitating AML Committee meeting and ensuring necessary reporting requirements.
  • Liasioning with Inspection team and co-ordinating with various stakeholders across the Company during the Regulatory inspection for smooth conduct of the inspection . 
  • Assisting various team / stakeholders in rectifying deficiency / implementing recommendations of the regulator pointed in inspection.    
  • Attending to Internal Audit queries or requirements and defining IFC and ensuring compliance to their observations thereof.
  • Development of training modules on various compliance related aspects. and onduct training sessions on compliance related aspects at appropriate forums

Qualifications & Experience: 

  • CA/CS/MBA finance 
  • 4-5 years of related experience in the compliance function with an NBFC or a Bank
  • Practical and working knowledge of Regulatory compliances in NBFC / Banking sector
  • Good interpersonal skills with strong oral and written communication skills
  • Strong analytical skills with an eye for details and controls
  • Commitment and energy to work with a high growth paced and dynamic organization.

Job role

Work location
Work locationMumbai, Mumbai - Lower Parel, Tower A, 1101 & 1201 Peninsula Busines Park, Ganpatrao Kadam Marg, Lower Parel, Mumbai, Mumbai, Maharashtra, India
Department
DepartmentRisk Management & Compliance
Role / Category
Role / CategoryRisk Compliance
Employment type
Employment typeFull Time
Shift
ShiftDay Shift

Job requirements

Experience
ExperienceMin. 4 years

About company

Name
NameTata Capital Finance Ltd
Job posted by Tata Capital Finance Ltd

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Senior Compliance Manager in Tata Capital Finance Ltd | apna.co