Regulatory Compliance Analyst

Regulatory Compliance Analyst

Skill required: Control Testing - Agile testing
Designation: Regulatory Compliance Analyst
Qualifications:Chartered Accountant/Bachelor’s degree with Finance specialization
Years of Experience:3 to 5 years
About Accenture
Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 784,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at www.accenture.com
What would you do? "This role is part of Risk Management and Internal Control team. We are seeking a highly motivated Analyst for Control testing and Compliance monitoring. This role reports to Subject Matter Expert, who leads a Functional / Business Line Global team. Control testing group provides independent and objective assurance, advice, and insight guided by a philosophy of adding value to improve the operations
What are we looking for? "• CPA/ CA/ CIA with a minimum of a bachelor’s degree in Accounting or Finance Relevant years of SOX, ICFR testing, Audit, or accounting related experience • Big 4 public accounting experience preferred, but not required • Sound verbal and written communication skills • Experience with IT and Automation would be added advantage • Strong MS Excel skills • Strong Presentation skills • Willingness to work flexible hours, as necessary, to meet monthly and quarterly deliverable deadlines and to provide extended-hour customer service support • A willingness to challenge status quo and drive continuous improvement through change • High attention to detail Additional requirement for ITGC/ITAC control testing- • Experience in IT General Control, IT Application Control Testing, and IT SOX"
Roles and Responsibilities: •"• Understand business processes, risks, and key controls • Review policies, SOPs, and control descriptions to validate alignment with risk objectives • Support identification of in-scope processes and controls • Validate that controls are 1) Executed as per defined procedures 2) Operating consistently within business processes • Ensure compliance to policies and procedures at process level • Perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing • Execute sample-based testing to validate control performance • Provide independent assessment of control effectiveness across business units • Participate in process walkthroughs with control owners • Understand risk scenarios and control points • Challenge control design where required (basic 2LoD mindset) • Prepare clear, complete, and evidence-backed workpapers • Identify 1) Control gaps (DE & OE deficiencies) 2) Process inefficiencies / risk exposures • Track open issues and action plans and validate closure evidence provided by business"