Senior Independence Auditor

Senior-GDC

Roles & responsibilities 
Responsible for Independence service delivery and ensure the quality and timely delivery of audit requests undertaken by self-
Perform ongoing monitoring of public and regulatory data sources to identify changes in client status, auditor changes, close‑outs, and other risk‑relevant events.
Execute recurring risk management control procedures in line with defined schedules and documentation standards.
Prepare periodic reports including lockdown reports, reconciliations, portfolio monitoring inputs, and regulatory support documentation with accuracy and completeness.
Support audit inspections, reviews, and regulatory requests by compiling file selections, RFIs, inspection trackers, and summary findings, as directed by onshore teams.
Perform data compilation, reconciliation, and validation across multiple systems to support risk scoring, monitoring, and reporting activities.
Assist with registration updates and regulatory filings ensuring adherence to timelines and escalation protocols during peak cycles.
Proactively identify inconsistencies, missing information, or potential risk issues and escalate promptly to GDC Managers or Onshore stakeholders for resolution.
Ensure all deliverables meet quality, documentation, and audit trail requirements in accordance with Canada Risk Management standards.
Demonstrate strong ownership of assigned tasks, manage competing priorities effectively, and collaborate closely with onshore and GDC counterparts to support overall risk objectives. 

 

Roles & responsibilities 
Responsible for Independence service delivery and ensure the quality and timely delivery of audit requests undertaken by self-
Perform ongoing monitoring of public and regulatory data sources to identify changes in client status, auditor changes, close‑outs, and other risk‑relevant events.
Execute recurring risk management control procedures in line with defined schedules and documentation standards.
Prepare periodic reports including lockdown reports, reconciliations, portfolio monitoring inputs, and regulatory support documentation with accuracy and completeness.
Support audit inspections, reviews, and regulatory requests by compiling file selections, RFIs, inspection trackers, and summary findings, as directed by onshore teams.
Perform data compilation, reconciliation, and validation across multiple systems to support risk scoring, monitoring, and reporting activities.
Assist with registration updates and regulatory filings ensuring adherence to timelines and escalation protocols during peak cycles.
Proactively identify inconsistencies, missing information, or potential risk issues and escalate promptly to GDC Managers or Onshore stakeholders for resolution.
Ensure all deliverables meet quality, documentation, and audit trail requirements in accordance with Canada Risk Management standards.
Demonstrate strong ownership of assigned tasks, manage competing priorities effectively, and collaborate closely with onshore and GDC counterparts to support overall risk objectives. 

Mandatory  technical & functional skills
Fair/working knowledge of Independence rules and regulations and audit procedures

Proficient with Microsoft Office Suite applications including
Word, Excel, PowerPoint and Outlook

 

This role is for you if you have  the below
Educational qualifications 
Post-Graduation from an accredited college or university (MBA/M. Com)

Work experience
4-6 Years of work experience in audit

 

 

 

Experience Level

Senior Level