Risk Management Specialist

Job Summary

We are looking for a Risk Management Specialist with hands-on experience in capital markets. The ideal candidate should possess strong knowledge of RMS operations, margin monitoring, surveillance, and trading operations across Equity, F&O, Currency, and Commodity segments.

Key Responsibilities

• Monitor real-time client risk exposure and margin requirements.
• Perform Peak Margin, Short Margin, and Mark-to-Market (MtM) monitoring.
• Initiate margin calls and coordinate with clients/branches for margin shortages.
• Square-off client positions as per RMS policies whenever required.
• Conduct surveillance activities including ASM, GSM, F&O Ban Securities, and illiquid stock monitoring.
• Monitor physical delivery obligations in Equity and Commodity markets.
• Manage client fund allocation and trading limits.
• Ensure compliance with NSE, BSE, MCX, and exchange regulations.
• Coordinate with Dealers, Sales, Operations, and Compliance teams.
• Prepare daily RMS, surveillance, and risk reports.

Required Skills

• Strong understanding of Equity, F&O, Currency, and Commodity markets.
• Hands-on experience in Risk Management System (RMS) operations.
• Knowledge of Peak Margin, MtM Monitoring, Fund Allocation, and Margin Calls.
• Experience in surveillance activities (ASM, GSM, Physical Delivery, F&O Ban, etc.).
• Familiarity with trading platforms such as ODIN, NEST, NEAT Plus, NOW, BOLT, MCX Terminal, or similar platforms.
• Good analytical, problem-solving, and decision-making skills.
• Ability to work efficiently in a fast-paced trading environment.

Qualification

• Graduate in Commerce, Finance, or any relevant discipline.
• NISM/NCFM certifications will be preferred.

Preferred Candidate

• Minimum 3 years of experience in Risk Management, Surveillance, or Trading Operations within a stock broking firm.
• Good communication and coordination skills.
• Strong attention to detail and risk awareness.
• Ability to handle pressure during market hours.