Paytm Services Private Limited

Assistant Manager - Compliance Surveillance

Paytm Services Private Limited
Mumbai/Bombay
Not disclosed
Work from OfficeWork from Office
Full TimeFull Time
Min. 4 yearsMin. 4 years

Job Description

Assistant Manager – Surveillance-Paytm Money

About Us: Paytm Money Limited is a SEBI registered Stockbroker and Depository Participant that offers
services related to Equity, Derivatives trading, Research Analyst & Distribution of financial products. It is a
fully owned subsidiary of One 97 Communications Limited, a listed entity in NSE and BSE. Paytm is
India’s largest digital payment app which makes it secure and seamless to pay using UPI, make bill
payments, recharge mobiles, DTH, data card & Metro Card etc anywhere in India.

Key Responsibilities:
● Monitoring Surveillance activities – trade as well as Name Screening.
● Assist in Compliance regulatory change implementation through a sophisticated Compliance
Tool.
● Conduct regular compliance audits and assessments to identify potential risks and areas for
improvement within surveillance function.
● Prepare and submit regulatory filings, reports, and documentation as required by SEBI.
● Collaborate with internal teams to gather necessary information for compliance reviews and
audits.
● Maintain accurate records of compliance activities and findings.
● Support the senior compliance team in conducting investigations into compliance breaches and
implementing corrective actions.

Qualifications:
● Bachelor’s degree in Commerce, Finance, Business Administration, Law, or a related field with
minimum 4-5 years of experience
● Familiarity with SEBI regulations and compliance requirements.
● Strong analytical skills and attention to detail.
● Excellent written and verbal communication skills.
● Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint).
Preferred Skills:
● Previous experience in compliance and /or Surveillance Function.
● Knowledge of financial markets and investment products.

Reporting:
The incumbent will be reporting to SM - Compliance

Job role

Work location
Work locationMumbai, Maharashtra
Department
DepartmentRisk Management & Compliance
Role / Category
Role / CategoryRisk Management - Assessment / Advisory
Employment type
Employment typeFull Time
Shift
ShiftDay Shift

Job requirements

Experience
ExperienceMin. 4 years

About company

Name
NamePaytm Services Private Limited
Job posted by Paytm Services Private Limited

Similar jobs you can apply for

Housekeeping
Human Capital HR Solutions

Housekeeping Staff

Human Capital HR Solutions
Mankhurd, Mumbai/Bombay
₹25,000 - ₹30,000
Field Job
Full Time
Any experience
No English Required
Prospertive Associates

Back Office Operations Executive

Prospertive Associates
Ghatkopar West, Mumbai/Bombay
₹18,000 - ₹27,000*
Work from Office
Full Time
Any experience
Good (Intermediate / Advanced) English
GPS Pariwar Services

Assistant Manager

GPS Pariwar Services
Borivali East, Mumbai/Bombay
₹20,000 - ₹30,000
Work from Office
Full Time
Any experience
Basic English
Blinkit Private Limited

Picker / Packer

Blinkit Private Limited
Lower Parel, Mumbai/Bombay
₹13,000 - ₹16,600*
Work from Office
Full Time
Any experience
Basic English
Teamspace Financial Services Private Limited

MIS Executive

Teamspace Financial Services Private Limited
Sion, Mumbai/Bombay
₹20,000 - ₹25,000
Work from Office
Full Time
Min. 2 years
Good (Intermediate / Advanced) English

Deputy Sales Manager

Aditya Birla Housing Finance
Borivali West, Mumbai/Bombay
₹25,000 - ₹34,000*
Field Job
Full Time
Min. 1 year
Basic English

You can expect a minimum salary of 0 INR. The salary offered will depend on your skills, experience and performance in the interview.

The candidate should have completed the required education and people who have 4 to 5 years are eligible to apply for this job. You can apply for more jobs in Mumbai/Bombay to get hired quickly.

The candidate should have sound communication skills and sound communication skills for this job.

Both Male and Female candidates can apply for this job.

No, it's not a work from home job and can't be done online. You can explore and apply for other work from home jobs in Mumbai/Bombay at apna.

No work-related deposit needs to be made during your employment with the company.

Go to the apna app and apply for this job. Click on the apply button and call HR directly to schedule your interview.

The last date to apply for this job is . For more details, download apna app and find Full Time jobs in Mumbai/Bombay . Through apna, you can find jobs in 64 cities across India. Join NOW!