Control Management- Vice President

Control Management- Vice President

The CIB Central Controls Office (CCO) is responsible for the oversight and governance of the Commercial and Investment Bank (CIB) control environment including the development and delivery of an enterprise-wide framework to manage control-related processes driven by Regulation and or Compliance requirements.  

As a Control Management Vice President within Corporate & Investment Bank, you will lead the implementation of the BAU CORE Program, ensuring alignment with Firmwide Standards, Procedures, and FAQs. Your role will be pivotal in orchestrating "Run the Bank" business-as-usual (BAU) control activities, ensuring they are executed with unparalleled efficiency and precision. Serving as a strategic advisor to senior management, you will drive the Compliance & Operational Risk Framework (CORE) activities with authority and insight. Your leadership will guarantee the seamless implementation of the CORE framework across all the CIB businesses and functions, reinforcing our commitment to excellence and integrity.

Job Responsibilities:

• Lead the implementation of the BAU CORE Program within CIB, ensuring alignment with Firmwide Standards, Procedures, and FAQs. Collaborate with the Firmwide Central Team and Control Managers to enhance quality and process coordination.
• Oversee the execution of CORE reviews, enhancing processes where needed to maintain high standards.
• Drive and influence the CORE governance framework and strategy, enabling CIB Control Managers to effectively manage the frameworks in collaboration with business partners.
• Deliver high-quality, consistent, and meaningful executive reporting and analytics to identify trends and themes that support business decisions.
• Influence and monitor adherence to Framework requirements ensuring accurate and reliable reporting.
• Craft reports that not only convey data but also tell the story behind the numbers, highlighting key insights and actionable recommendations.
• Foster collaboration and communication across various CIB businesses and functions to enhance operational efficiency.
• Simplify CORE processes through strategic thought leadership and identify agile solutions to meet business needs.
• Work with key stakeholders to identify and implement ongoing improvements to the framework and systems, while developing content and communication materials to support firmwide programs.
• Influence updates to Firmwide Standards and Procedures for CIB, and provide necessary training and subject matter expertise to CIB Control Managers for all aspects of the Program.
• Ensure continuous improvement of CORE framework-related processes and tools.
• Facilitate cross-functional collaboration to enhance framework-related efficiencies and best practices.

Experience Level

Executive Level