Assistant Vice President - FPI Regulatory Compliance

DDP Division, Deutsche Bank AG, AVP

Job Description:

Job Title: DDP Division, Deutsche Bank AG, AVP

Location: Mumbai, India

Corporate Title: Assistant Vice President

Role Description

• To ensure timely issuance of FPI certificate with due adherence to SEBI, RBI and other applicable regulations and ensuring it is in compliance with the Banks policies and procedures.
• To undertake all tasks relating to FPI registration and renewal.
• To communicate effectively with clients and resolve their queries to smoothen the FPI registration and renewal process.
• To update the clients with the information requested changes in the market by the regulators i.e. SEBI, RBI etc.
• To perform required regulatory reporting and other ancillary activities as per extant rules and regulations
• Maintaining and developing good relationship with the client.
• To liaise with all regulators and all stake holders to smoothen the registration process.
• To manage Regulatory and Internal Audits, Inspections with nil observations.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• Remaining abreast with all relevant DDP Regulations notified by SEBI from time to time and abreast with market procedures and nuances affecting granting of registration
• Timely issuance of Licenses for Fresh / Renewal cases within / prior to the deadlines prescribed by SEBI
• To institutionalize the FPI registration, static maintenance and continuance process so that is well defined for the clients
• Publish key metrics highlighting volumes.
• Anticipate roadblocks, add-on work and escalation as required necessary.
• Handle related inquiry quickly and professionally to reduce any delay in the process.
• Review process and controls periodically to ensure risk management.
• Ensure 0% Breach in regulatory deadlines as per the Investor Charter
• Ensure all procedures as mentioned in DDP KOD and Desk Top procedures are complied with

Your skills and experience

• Well versed with DDP activities as per extant regulations
• Team Player
• Good knowledge of Capital Market
• Good connect with regulators and market intermediaries  
• Excellent analytical and problem-solving skills (Project Management experience is a plus)
• Effective communicator with proficiency in Written and Spoken English
• Ability to work collaboratively across functions
• Ability to interact with clients in diverse jurisdictions outside India
• Excellent interpersonal skills
• Ability to work under pressure and tight deadlines

Qualification & Experience

• Knowledge of DDP function, prior experience in DDP function preferable
• Experience in Custody Profile of more than 5 years 
• Awareness of SEBI regulations related to foreign investments in India

How we’ll support you

• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information:

https://www.db.com/company/company.html

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.

Experience Level

Executive Level