Director - Rating Controls

Director - Rating Controls

Department

None

Job Description

• Develop and maintain the agency's regulatory control framework.
• Ensure compliance with regulations governing credit rating agencies, including relevant requirements from regulators such as SEBI, ESMA, FCA, SEC, or other applicable jurisdictions.
• Monitor regulatory developments and assess their impact on the organization's policies, procedures, and operating models.
• Lead periodic reviews of regulatory obligations and control effectiveness.

• Establish and oversee controls across the entire ratings lifecycle.
• Ensure adherence to rating methodologies, committee processes, surveillance requirements, and documentation standards.
• Oversee controls relating to rating disclosures, press releases, and regulatory filings.

• Act as the primary liaison for regulatory examinations, inspections, and information requests.
• Coordinate responses to regulatory inquiries and remediation commitments.
• Maintain constructive relationships with regulatory bodies and industry associations.
• Ensure timely and accurate submission of regulatory reports and certifications.

• Identify and assess regulatory, conduct, operational, and reputational risks.
• Develop risk indicators and monitoring dashboards.
• Support enterprise risk management initiatives related to regulatory compliance.

• Develop and maintain regulatory policies, standards, procedures, and operating guidelines.

Experience

• Significant experience within a credit ratings agency, financial services organization, banking institution, securities market intermediary, or regulatory body.

Competencies

• Strategic thinking.
• Influencing and stakeholder management
• Problem-solving and analytical capability
• Strong written and verbal communication

Open Positions

1

Mandatory Skills

Senior stakeholder management, Communication Skills, Domain - Ratings process and regulations

Education Qualification

Post Graduate

Experience

13 to 20 years