Compliance Audit and Risk Assessment Specialist

Team Member - LEA

Key Responsibilities:

• Compliance Audits:
  • Conduct periodic compliance site audits, focusing on the bottom 5 BUs identified through Kronos/Legatrix dashboards.
  • Document and track resolution of non-compliance issues, ensuring timely closures.
• Audit Report Drafting:
  • Draft comprehensive audit reports outlining findings, conclusions, and recommendations.
  • Ensure clarity and precision in report communication to stakeholders.
• IR Risk Assessments:
  • Perform quarterly IR risk assessments for the bottom 5 BUs based on IR MIS data.
  • Collaborate on creating and executing mitigation plans.
• Risk Assessment Report Drafting:
  • Prepare detailed IR risk assessment reports that highlight insights, challenges, and strategic recommendations.
  • Communicate risk assessment findings effectively to BUs and relevant stakeholders.
• Audit and Risk Assessment Facilitation:
  • Assist BUs in crafting action plans based on audit and risk assessment insights to enhance compliance and reduce risks.

Qualifications:

• Bachelor’s degree in Business Administration, Risk Management, Compliance, or related field.
• Minimum 5 years of experience in compliance auditing and risk assessment.
• Competence in drafting detailed audit and IR risk assessment reports.
• Familiarity with Kronos/Legatrix systems and IR MIS data analysis.

Experience Level

Mid Level