Risk Portfolio Specialist - KYC Embedded Risk Team

KYC Embedded Risk Team – Risk Portfolio specialist, AS

Job Description:

Job Title: KYC Embedded Risk Team – Risk Portfolio specialist, AS

Location: Bangalore, India

Role Description

• The Embedded Risk in India is a part of a broader team of 30+ Global team covering all aspects of the DB Risk Framework and Regulatory support for KYC Ops, Client Data Management (CDM) and Business Financial Crime Risk (BFCR). This role will report locally into an India based Embedded Risk Team (ERT) Lead and functionally to the Risk Portfolio manager in UK.
• The role will work closely with global peers to help provide a complete picture of the risk profile, ensuring that handoffs and dependencies across functions/regions are transparent and understood. Engages regularly with the first line processing teams and in collaboration with Regulatory Management Group, Anti Financial Crime (AFC), Divisional Control Office (DCO), Business & Other 2nd line functions to ensure full transparency and governance of risk.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• Risk portfolio management & Governance -  perform independent validation and assurance of the findings within the portfolio.  Review the design adequacy and performance effectiveness (at a high level/light touch) of controls and their corresponding documentation (Desk Top Procedures)
• Governance - Ensure that an effective, embedded and consistently applied governance structure is in place
• Key Risk Indicators - Ensure a complete set of KRI's is in place, has definitions, RAG's (where applicable), has reporting parameters and a subjective assessment of the CATR (complete, accurate, timely and relevance) of those KRI's has been reached.  Review and challenge validity of commentary, spot check monitoring by, looking for trend anomalies (spikes/dips) that may risk profile shifts, reporting errors or other issues requiring investigation
• Audit SII & Incident processes - Ensure compliance to the firm audit policy, firm Self-Identified Issue Guidance and incident escalation process through training, support guidance and challenge.
• Facilitate management with adequate reporting and governance, to ensure zero overdue items and no last min extensions are required and perform pre-closure submission review and validation.
• Risk Culture – Support the delivery of  a risk culture improvement programme to promote transparency, awareness, engagement with the risk agenda.
• Work in collaboration with multiple first and second line functions (inc. Regulatory Management Group (RMG), Anti financial Crime (AFC), Divisional Control Office (DCO) and the Business

Your skills and experience

The successful individual will have diverse experience of the financial sector in any of the following areas; Operations, risk/controls, Control testing, , quality assurance, compliance or audit and have experience managing deliverables & maintaining effective relationships with global senior management.

• 8 years of Relevant experience in a global banking environment
• Exposure to Client On boarding, KYC or similar regulatory projects is preferred
• Strong communication and interpersonal skills
• Strong analytical and problem solving skills
• Ability to work under pressure to tight deadlines
• Strong organisational and administrative skills
• Client focused approach and ability to react quickly to changing demands

How we’ll support you

• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information:

https://www.db.com/company/company.html

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.

Experience Level

Senior Level