Lead Compliance Officer for AI Solution Delivery

Lead Compliance Officer - AI Solution Delivery

About this role:

Wells Fargo is seeking a Lead Compliance Officer

In this role, you will:

• Provide oversight and monitoring of business group risk based compliance programs
• Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines
• Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
• Oversee the Front Line's execution and challenges appropriately on compliance related decisions
• Develop, oversee, and provide independent credible challenge to standards with subject matter expertise
• Provide direction to the business on developing corrective action plans and effectively managing regulatory change
• Report findings and make recommendations to management and appropriate committees
• Identify and recommend opportunities for process improvement and risk control development
• Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
• Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
• Oversee the Front Line's execution and challenges appropriately on compliance related decisions
• Make decisions and resolve issues to meet business objectives
• Interpret policies, procedures, and compliance requirements
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
• Work with complex business units, rules and regulations on moderate to high risk compliance matters
• Interface with Audit, Legal, external agencies, and regulatory bodies on risk related topics

Required Qualifications:

• 5+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Strong foundation in Compliance, Risk Management, and Governance, preferably within I&P / Financial Services.
• Proven experience defining and operationalizing policies, standards, and control frameworks, including emerging risk areas.
• Demonstrated ability to assess and challenge risk identification and control effectiveness.
• Practical understanding of AI and Generative AI concepts, use cases, limitations, and risks (e.g., data privacy, bias, model risk, explainability).
• Experience defining or supporting acceptable AI / GenAI usage policies within a regulated environment.
• Ability to evaluate emerging AI technologies for business relevance and risk implications.
• Strong capability to translate complex AI concepts into clear, practical guidance for compliance teams.
• Track record of driving behavioral change and adoption through structured enablement.
• Hands‑on experience supporting or leading AI adoption initiatives, preferably within Compliance or Risk functions.
• Ability to experiment with AI use cases, conduct pilots, and assess value, feasibility, and risk.
• Proven ability to secure stakeholder buy‑in, align competing priorities, and drive consensus.
• Effective communication skills for engaging senior leadership and stateside partners.
• Ability to use data‑driven insights to identify bottlenecks, inefficiencies, and transformation opportunities.
• Comfort working with metrics, dashboards, and thematic analysis to support decision‑making.

Job Expectations:

• Train compliance teams on safe AI usage
• Define acceptable GenAI policies 
• Run AI risk awareness programs
• Focus on AI adoption within I&P Compliance and support stateside AI adoption 
• Conduct experiments on AI use cases to improve speed to market on AI solutions delivery
• Liaise with technology partners , various stakeholders within Wells Fargo for seamless execution of AI use cases
• Secure stakeholder buy-in for AI and process improvement initiatives
• Stay abreast of emerging AI technologies and assess their relevance in day-to-day operations
• Apply Lean Six Sigma methodologies to streamline processes and enhance operational efficiency
• Use data-driven insights to identify bottlenecks and opportunities for transformation / process improvements
• Collaborate with cross-functional teams to integrate AI solutions into existing workflows and systems

Posting End Date: 

16 Jun 2026

*Job posting may come down early due to volume of applicants.

We Value Equal Opportunity

Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.

Drug and Alcohol Policy

 

Wells Fargo maintains a drug free workplace.  Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.