Kotak Mahindra Bank

Manager - Process and Compliance in Digital Banking

Kotak Mahindra Bank
Mumbai/Bombay
Not disclosed
Work from OfficeWork from Office
Full TimeFull Time
Min. 5 yearsMin. 5 years

Job Description

Manager-Process and Compliance-Digital Banking Kotak 811-Regional Sales

This is an Internal document.
Role Title Manager-Process and Compliance
Function Digital Banking Kotak811 – Regional Sales
Job Location BKC- Mumbai
Job Role
1.Ensure compliance with SEBI & IRDAI regulations, circulars, guidelines and codes of conduct
2. Monitor and interpret new regulatory developments and assess their impact on the organization
3. Draft, review and implement compliance policies, procedures and internal controls in line with SEBI & IRDA requirements
4.Handle correspondence and inspection queries (if any) from SEBI & IRDA
5.Conduct internal compliance audit and reviews to ensure adherence to applicable regulations
6. Provide compliance advisory support to business teams on regulatory implications of new products, marketing materials and customer communications
7. Support senior management in implementing risk management and governance frameworks
Requirement/Qualifications
1. Graduate/Post graduate
2. 5-10years’ experience in compliance or regulatory affairs in Bank/Mutual Fund/Insurance sector/Brokers etc.
3. Experience in handling regulatory inspections, audits and submissions
4. High integrity, attention to detail and ability to work independently under minimal supervision.

Experience Level

Mid Level

Job role

Work location
Work locationMumbai, Maharashtra, India
Department
DepartmentBanking / Insurance / Financial Services
Role / Category
Role / CategoryRisk Compliance
Employment type
Employment typeFull Time
Shift
ShiftDay Shift

Job requirements

Experience
ExperienceMin. 5 years

About company

Name
NameKotak Mahindra Bank
Job posted by Kotak Mahindra Bank

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