Senior Supervision Support Associate

Senior Supervision Support Associate

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

Provide administrative support to AFIG Registered Principals (RP) which includes preparation and documentation of the practice assessment, reviewing of reports and following up with advisors, following up with RPs on open tasks, creation of supervisory documentation, and other varied tasks.

Assist with preparation for Practice Assessments, including compiling reports as needed, gathering documents for each AFIG Registered Principal review, completing relevant sections on the Practice Assessment document, and collecting follow-up as directed by each Field Registered Principal .

Prepare for and meet with each AFIG Registered Principal at least weekly to review outstanding items in the office, assist with follow-up requests as needed, help prepare for the SRRM monthly 1-1, and schedule meetings on the calendar as needed. Attend regional compliance meetings as directed.

Ensure that thorough and timely supervisory documentation is uploaded to the RPD Tool and recorded in the Supervisory Tracker and assist with all SAT uploads

Review various reports and follow up with applicable advisors.

Help RPs prepare and document on-site security inspections/site reviews, LinkedIn reviews, Internet reviews.

Work with each AFIG Registered Principal to ensure discipline is appropriately documented in the corresponding valuation and required follow-up is tracked in that evaluation.

Proactively reach out to AFIG Registered Principal on overdue tasks and assist with Follow-up requests as needed.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Business Support & Operations

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Experience Level

Senior Level