Regulatory Reporting Specialist in Investment Banking Operations

Regulatory Reporting Specialist

Join Corporate and Investment Bank Operations Middle Office and help deliver a controlled, high-quality regulatory reporting environment across global markets. Work with Change, Business, and Technology partners to implement new requirements, remediate issues, and strengthen end-to-end controls. Grow your career in a fast-paced derivatives environment where analytical thinking and proactive risk management create real impact.

As a Transaction Processing Specialist within the Regulatory Controls Team in the Corporate and Investment Banking (CIB) Middle Office, you execute end-to-end control processes supporting Regulatory Trade Reporting across Global Credit, Rates, and Equities Derivatives. You partner with Change Management and internal stakeholders to translate regulatory requirements into controlled business-as-usual (BAU) execution, remediation, and process enhancements. You ensure timely completion of end-of-day (EOD) controls, resolve breaks, and provide accurate management information (MI) to maintain strong operational risk discipline.

Job Responsibilities 

• Deliver new regulatory reporting implementations and ongoing remediation activities.
• Interpret regulatory requirements by partnering with Change Management and key stakeholders.
• Execute end-to-end regulatory reporting control processes across Credit, Rates, and Equities.
• Review and improve control processes supporting multi-jurisdiction regulatory reporting agendas.
• Recommend process and system enhancements that reduce risk and improve efficiency.
• Partner with Business and Technology to prioritize requirements and present clear business cases.
• Maintain a controlled regulatory reporting environment through disciplined execution and governance.
• Complete EOD controls and OTM checklists accurately within deadlines.
• Resolve breaks proactively and ensure timely escalation of operational and technical issues.
• Produce and deliver MIS updates to managers within agreed timelines.
• Support cross-regional coverage and respond effectively to time-critical deliveries.

Required Qualifications, Capabilities, and Skills 

• Hold a graduate degree with 3+ years of experience, including 2+ years in an investment banking environment.
• Demonstrate experience in Middle Office/Trade Support, regulatory controls, or reconciliation functions.
• Apply understanding of Credit/Rates/Equity derivatives products and the end-to-end transaction lifecycle.
• Demonstrate working knowledge of EMIR trade reporting and multi-jurisdiction reporting requirements.
• Analyze complex requirements and diagnose operational/technical issues to drive resolution.
• Communicate effectively in writing and verbally while building strong stakeholder relationships.
• Operate proficiently in MS Office and manage multiple priorities under time pressure.

Preferred Qualifications, Capabilities, and Skills 

• Leverage a degree in Finance, Economics, or a related discipline.
• Apply strong control mindset to identify gaps, prioritize remediation, and mitigate operational risk.
• Manage workload effectively through excellent time management and prioritization discipline.
• Adapt quickly to changing regulatory requirements and evolving operating environments.
• Demonstrate innovation by proposing system improvements and automation opportunities.
• Collaborate actively to build a culture of shared ownership and mutual responsibility.
• Travel cross-regionally (APAC/EMEA/Americas) at short notice to support business needs.