Senior Process Analyst - Investment Banking Operations

Sr. Process Analyst

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

Roles & Responsibilities:

• Complete trainings including Onboard training (OBT), reading process computer-based training (CBT) document, process procedures document and being fully hands-on in 2-3 months
• Focus on delivering high standard output that is error free delighting the client
• Monitor process Daily functional list and give heads-up to associates for completing activities in time
• Ability to transition a client process from their location including learning, documenting, training
• Add value to the process by sharing ideas with the Supervisor/Manager
• Participate and encourage associates to participate in various events and develop working relationships with clients, colleagues that enriches BR culture
• Ability to learn and transition a client process and including learning, documenting, and training
• Be fully hands-and resolve and address client process issues and escalations
• Provide support to the Managers including gathering metrics, reporting and any administrative activities
• As part of risk management adhere to workflow supervisory procedures
• Manage various associate engagement initiatives as part of service profit chain]
• Flexibility in Shift

Requirements / Qualifications

• 5+ Year of work experience in Investment banking industry
• Good understanding on financial instrument and operations
• Detailed oriented with very good problem-solving skills
• Excellent understanding on task like reconciliation, trade matching, settlement and capital markets
• Ability to effectively communicate, verbal and written, with various levels of management
• Bachelor’s or master’s degree in finance or related field
• Good MS office skill
• Certification on Investment banking industry

Nice to have:

• Exposure to Investment banking process on the below
  • ACATS, Non ACATS, Transfer of Funds,
  • Mutual Funds (Trading and Reconciliation)
  • DTCC, Global Settlement Fails, Buy-in, Pair-off processing exposure.
  • Break reconciliation, F2F reconciliation, corporate action
  • Experience in Loan services

Shift Timings: 5:30/6:30 PM to 2:30/3:30 AM

We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates everyone’s unique perspective. 

Use of AI in Hiring 

As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.

Experience Level

Senior Level