Investment Banking Operations Process Analyst

Investment Banking Operations - Process Analyst

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

About Broadridge

Broadridge (NYSE: BR) is a global fintech leader with $9 billion in revenue, helping clients transform their businesses through innovative communications, technology, data, and analytics solutions.

We partner with the world’s leading financial institutions, processing billions of trades daily involving trillions of dollars, delivering vital communications for over 5,000 brands, and managing shareholder voting in over 90 countries.

Job Overview

We are seeking enthusiastic and detail-oriented Analysts for our Investment Banking / Equity Operations team. This is an exciting opportunity for fresh graduates (MBA / B.Com) and up to 2 year of relevant experience in financial market operations, particularly in Equity / Fixed Income Operations.

You will gain hands-on exposure to:

• Market data management
• Corporate action processing
• Operational analytics
• Supporting critical investment banking functions globally

Key Responsibilities

• Monitor bulletins and notifications from market entities such as NYSE, OTC, TSX, CDS, FUNDSERV, OCC, etc.
• Process new security additions and attribute updates for Equity and Fixed Income instruments
• Handle corporate action-related updates such as name changes, splits, adjustments, and consolidations
• Address derivative client queries, process requests, and issue escalations effectively
• Process data validations, quality monitoring, and time reporting of MIS
• Escalate unresolved issues to all concerned parties
• Collaborate with internal teams to identify process improvements and contribute to automation initiatives
• Participate in process validation, quality review, and cross-operational exercises

Qualifications & Experience

• MBA (Finance) / B.Com – Freshers or candidates with up to 2 year of relevant internship / work experience
• Strong interest in investment banking / capital markets / equity operations
• Excellent communication, analytical thinking, and time management skills
• Willingness to work in US business hours and learn long-term in-growth / professional development
• Proficiency in Microsoft Office tools; knowledge of Excel macros or automation is an added advantage

Good to Have

• Basic knowledge of Equity or Fixed Income products
• Exposure to financial market operations, trade life cycle, or corporate actions via coursework or internships
• Familiarity with Security Master, Pricing, or Settlement operations

Why Join Us

At Broadridge, you will have the opportunity to build your career with a global fintech leader at the forefront of financial technology and operations. You’ll work in a collaborative and inclusive environment, gain exposure to global financial markets, and contribute to meaningful work that supports some of the world’s leading financial institutions. If you are looking to learn, grow, and make an impact, Broadridge is the place for you.

We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates everyone’s unique perspective. 

Use of AI in Hiring 

As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.

Experience Level

Entry Level